WebApr 21, 2024 · CFTC, NFA Third Party Service Provider Obligations Apr 21, 2024 By: Turnkey Trading Partners In February, NFA adopted an Interpretive Notice entitled “ NFA … WebDec 4, 2012 · On November 28, the Commodity Futures Trading Commission issued final rules to implement the first mandatory clearing determination under Dodd-Frank.1 Under this determination, certain classes of interest rate swaps and credit default swaps (“CDS”) will be subject to the mandatory clearing requirement, with limited exceptions. …
CFTC/NFA Services U.S. Compliance Services - Kroll
WebOct 14, 2024 · The reporting obligations in Parts 43 and 45 were adopted in 2012, 2 whereas the general obligations for SDRs were adopted in 2011. 3 In 2016, the CFTC adopted several amendments in order to streamline and better clarify reporting obligations for cleared swaps. 4 Even considering those 2016 changes, market participants have … Web“The CFTC will vigorously pursue swap dealer registrants that fail to meet their reporting obligations and violate CFTC orders. Accurate swap data reporting is essential to … morning nights lbx
CFTC final cross-border rule replaces cross-border guidance
WebOct 11, 2024 · In advancing that mission, the CFTC regulates key participants in the derivatives markets, including boards of trade, futures commission merchants, … WebSep 4, 2012 · New CFTC Guidance on Compliance Obligations of CPOs and CTAs. On August 14, 2012, the CFTC published FAQs related to the registration and compliance obligations of Commodity Pool Operators (“CPO”) and Commodity Trading Advisors (“CTA”s). These FAQs can be found here: ... WebAug 31, 2024 · The Market Participants Division of the Commodity Futures Trading Commission (CFTC) issued a letter on the capital and financial reporting obligations for swap dealers subject to capital requirements of a prudential regulator under the swap dealers financial reporting rules of CFTC. The letter states that, in lieu of complying with … morning noon and night ben and holly